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RIA Intelligence
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Registered advisor
R•••••• M•••••••
Feed of 09/14/2026
Also filed as R•••••• M•••••••
At current firm
5 y
since Sep 8, 2021
In the industry
22 y
since Jun 15, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 8, 2021 · Boca Raton, Fl
- F•••• H•••••• A•••••••• I•• formerSep 16, 2019 to Aug 9, 2021 · Sunrise, Fl
- E•••••••• A•••••••• L•• national BDMay 26, 2017 to Sep 10, 2019 · Ft. Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseSep 26, 2011 to Jun 14, 2016 · Delray Beach, Fl
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Oct 5, 2011 · Miami Shores, Fl
- W••• I••••••••• I••• unclassifiedSep 29, 2008 to May 2, 2009 · Miami, Fl
- M••••• S•••••• D• I••• unclassifiedJun 15, 2004 to Jan 24, 2005 · Aventura, Fl
Moves
a registration end followed by a registration begin elsewhere
- F•••• H•••••• A•••••••• I•• to V•••• F•••••••• A•••••••• I•••left Aug 9, 2021, registered Sep 8, 2021 (30 days) · RIA to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to F•••• H•••••• A•••••••• I••left Sep 10, 2019, registered Sep 16, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to E•••••••• A•••••••• L••left Jun 14, 2016, registered May 26, 2017 (346 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Oct 5, 2011, registered Sep 26, 2011 (-9 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to W••• I••••••••• I•••left Jan 24, 2005, registered Sep 29, 2008 (1344 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address