DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• J• N•••••

F•••• C•••••• A••••••• S•••••••BD affiliatedRoswell, Ga dual registrantIAPD 4684844

Feed of 09/15/2026

Also filed as J••••• Joseph N•••••

At current firm

0 y

since Apr 22, 2026

In the industry

22 y

since Apr 6, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• C•••••• A••••••• S••••••• BD affiliated current
since Apr 22, 2026 · Fort Worth, Tx
L•• E••••••••• L•• BD affiliated
Oct 10, 2024 to Mar 19, 2025 · Cumming, Ga
T•••• A•••••••• L•• former
Apr 1, 2015 to Jul 25, 2024 · Atlanta, Ga
S•••••• S••••••••• I••• BD affiliated
Mar 31, 2014 to Mar 16, 2015 · Atlanta, Ga
S••••••••• A•••••• A•••••••• I••• former
Nov 20, 2008 to Jul 27, 2012 · Mayfield Heights, Oh
N•••••• I••••••••• I••• unclassified
Jun 13, 2005 to Nov 13, 2008 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to F•••• C•••••• A••••••• S•••••••
left Mar 19, 2025, registered Apr 22, 2026 (399 days) · Other
T•••• A•••••••• L•• to L•• E••••••••• L••
left Jul 25, 2024, registered Oct 10, 2024 (77 days) · Affiliated broker-dealer or bank to a newly registered adviser
S•••••• S••••••••• I••• to T•••• A•••••••• L••
left Mar 16, 2015, registered Apr 1, 2015 (16 days) · Other
S••••••••• A•••••• A•••••••• I••• to S•••••• S••••••••• I•••
left Jul 27, 2012, registered Mar 31, 2014 (612 days) · Other
N•••••• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Nov 13, 2008, registered Nov 20, 2008 (7 days) · Other

Signals

J••••• J• N••••• left L•• E••••••••• L•• for F•••• C•••••• A••••••• S••••••• (registered 2026-04-22)
Mar 19, 2025 · Advisor changed firm · fact
J••••• J• N••••• left T•••• A•••••••• L•• for L•• E••••••••• L•• (registered 2024-10-10)
Jul 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address