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Registered advisor
T•••• L•••••• C•••••
Feed of 09/14/2026
Also filed as Terry Lejuane Carter
At current firm
1 y
since Nov 12, 2024
In the industry
22 y
since Oct 15, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Nov 12, 2024 · Greenwood Village, Co
- U•• F•••••••• S••••••• I••• wirehouseSep 15, 2020 to Jun 4, 2024 · Columbus, Oh
- P•• W••••• M••••••••• BD affiliatedJun 28, 2016 to Apr 1, 2020 · Westerville, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedSep 10, 2009 to May 9, 2016 · Columbus, Oh
- P••• A••••• S••••••••• L•• BD affiliatedAug 11, 2008 to Aug 31, 2009 · Dublin, Oh
- A• G• E•••••• • S•••• I••• unclassifiedOct 16, 2003 to Sep 30, 2004 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to E•••••• A••••••• G••••• L••left Jun 4, 2024, registered Nov 12, 2024 (161 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to U•• F•••••••• S••••••• I•••left Apr 1, 2020, registered Sep 15, 2020 (167 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left May 9, 2016, registered Jun 28, 2016 (50 days) · Other
- P••• A••••• S••••••••• L•• to F•••• T•••• S••••••••• I•••left Aug 31, 2009, registered Sep 10, 2009 (10 days) · Other
- A• G• E•••••• • S•••• I••• to P••• A••••• S••••••••• L••left Sep 30, 2004, registered Aug 11, 2008 (1411 days) · Other
Signals
- T•••• L•••••• C••••• left U•• F•••••••• S••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-11-12)Jun 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address