DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• R• A••••••

S••••independent RIAHouston, Tx dual registrantIAPD 4692327

Certified Financial Planner

Feed of 09/15/2026

Also filed as Berkely Rhodes

At current firm

0 y

since Oct 14, 2025

In the industry

25 y

since Feb 27, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since Oct 14, 2025 · Chattanooga, Tn
C••••••••• F•••••••• N•••••• national BD
Aug 12, 2021 to Oct 13, 2025 · Houston, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 24, 2014 to Aug 18, 2021 · Houston, Tx
W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• state registered
Jan 13, 2012 to Apr 3, 2014 · Houston, Tx
W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• state registered
Mar 3, 2009 to Dec 31, 2011 · Houston, Tx
H•••••• T••••••• • K•••• L•• independent RIA
Jan 15, 2009 to Jan 31, 2014 · Houston, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 10, 2007 to Jan 8, 2009 · The Woodlands, Tx
C•••• I••••••••• S••••••• C•••• former
Jun 20, 2007 to Nov 26, 2007 · Houston, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 17, 2004 to Jun 13, 2007 · Hilton Head Island, Sc

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to S••••
left Oct 13, 2025, registered Oct 14, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Aug 18, 2021, registered Aug 12, 2021 (-6 days) · Affiliated broker-dealer or bank to another
W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••
left Apr 3, 2014, registered Feb 24, 2014 (-38 days) · Other
H•••••• T••••••• • K•••• L•• to W••••• D••••••••• S••••••••• I••••••••• A•••••••• I•••
left Jan 31, 2014, registered Mar 3, 2009 (-1795 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••• T••••••• • K•••• L••
left Jan 8, 2009, registered Jan 15, 2009 (7 days) · Other
C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 26, 2007, registered Dec 10, 2007 (14 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Jun 13, 2007, registered Jun 20, 2007 (7 days) · Other

Signals

B•••••• R• A•••••• left C••••••••• F•••••••• N•••••• for Savvy (registered 2025-10-14)
Oct 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address