DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tammy Warnicke

Stifel, Nicolaus & Company, Incorporatednational BDPortage, Midual registrantIAPD 4692970

Feed of 09/14/2026

Also filed as Tammy Jo Pinocci

At current firm

1 y

since Dec 5, 2024

In the industry

13 y

since Mar 28, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stifel, Nicolaus & Company, Incorporated national BD current
since Dec 5, 2024 · Portage, Mi
Huntington Financial Advisors BD affiliated
Mar 16, 2023 to Dec 9, 2024 · Portage, Mi
Valic Financial Advisors, Inc. BD affiliated
Jun 2, 2021 to Jan 27, 2022 · Novi, Mi
LPL Financial LLC BD affiliated
Apr 20, 2020 to May 6, 2021 · Battle Creek, Mi
Wells Fargo Advisors wirehouse
May 2, 2016 to Apr 21, 2020 · Portage, Mi
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 2, 2013 to Apr 26, 2016 · Portage, Mi

Moves

a registration end followed by a registration begin elsewhere

Huntington Financial Advisors to Stifel, Nicolaus & Company, Incorporated
left Dec 9, 2024, registered Dec 5, 2024 (-4 days) · Affiliated broker-dealer or bank to another
Valic Financial Advisors, Inc. to Huntington Financial Advisors
left Jan 27, 2022, registered Mar 16, 2023 (413 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Valic Financial Advisors, Inc.
left May 6, 2021, registered Jun 2, 2021 (27 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to LPL Financial LLC
left Apr 21, 2020, registered Apr 20, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Apr 26, 2016, registered May 2, 2016 (6 days) · Wirehouse to wirehouse · moved with a team

Signals

Tammy Warnicke left Huntington Financial Advisors for Stifel, Nicolaus & Company, Incorporated (registered 2024-12-05)
Dec 9, 2024 · Advisor changed firm · fact
Tammy Warnicke left Valic Financial Advisors, Inc. for Huntington Financial Advisors (registered 2023-03-16)
Jan 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address