C••• L•••••••

J••• M••••• S••••••••• L••wirehouseColumbus, Oh dual registrantIAPD 4694540

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as C••• L••••••••• E••••• L•••••••

At current firm

10 y

since Jul 25, 2016

In the industry

11 y

since Mar 16, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jul 25, 2016 · Dublin, Oh
M••••• S•••••• wirehouse
Sep 2, 2015 to Aug 3, 2016 · Columbus, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Mar 17, 2015 to Sep 17, 2015 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to J••• M••••• S••••••••• L••
left Aug 3, 2016, registered Jul 25, 2016 (-9 days) · Wirehouse to wirehouse · moved with a team
H••••••••• F•••••••• A••••••• to M••••• S••••••
left Sep 17, 2015, registered Sep 2, 2015 (-15 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address