DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tamra Lynn Enriquez
Feed of 09/15/2026
Also filed as Tamra Lynn Shipp
At current firm
3 y
since Feb 21, 2023
In the industry
22 y
since Oct 31, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Steward Partners Investment Advisory, LLC BD affiliated currentsince Feb 21, 2023 · Melissa, Tx
- Momentum Independent Network Inc. BD affiliatedMar 15, 2022 to Feb 22, 2023 · Dallas, Tx
- Hilltop Securities Inc. BD affiliatedFeb 15, 2022 to Feb 22, 2023 · Dallas, Tx
- Scf Investment Advisors, Inc. formerApr 3, 2018 to Feb 15, 2022 · San Diego, Ca
- Cetera Advisor Networks LLC formerFeb 14, 2014 to Mar 8, 2018 · Rancho Cordova, Ca
- Wells Fargo Advisors wirehouseMay 4, 2012 to Feb 4, 2014 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- Momentum Independent Network Inc. to Steward Partners Investment Advisory, LLCleft Feb 22, 2023, registered Feb 21, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- Hilltop Securities Inc. to Momentum Independent Network Inc.left Feb 22, 2023, registered Mar 15, 2022 (-344 days) · Affiliated broker-dealer or bank to another
- Scf Investment Advisors, Inc. to Hilltop Securities Inc.left Feb 15, 2022, registered Feb 15, 2022 (0 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Scf Investment Advisors, Inc.left Mar 8, 2018, registered Apr 3, 2018 (26 days) · Other
- Wells Fargo Advisors to Cetera Advisor Networks LLCleft Feb 4, 2014, registered Feb 14, 2014 (10 days) · Other
Signals
- Tamra Lynn Enriquez left Momentum Independent Network Inc. for Steward Partners Investment Advisory, Llc (registered 2023-02-21)Feb 22, 2023 · Advisor changed firm · fact
- Tamra Lynn Enriquez left Hilltop Securities Inc. for Momentum Independent Network Inc. (registered 2022-03-15)Feb 22, 2023 · Advisor changed firm · fact
- Tamra Lynn Enriquez left Scf Investment Advisors, Inc. for Hilltop Securities Inc. (registered 2022-02-15)Feb 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address