RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••• J••••••
- A••••• T••••• P•••••• W••••• independent RIA currentsince Feb 16, 2024 · Grand Junction, Co
- W••••••••• formerAug 26, 2021 to Apr 4, 2024 · Grand Junction, Co
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Nov 26, 2018 · Minneapolis, Mn
- W•••• F•••• I••••••••• L•• unclassifiedNov 10, 2003 to Jan 3, 2011 · Grand Junction, Co
- W••••••••• to A••••• T••••• P•••••• W•••••left Apr 4, 2024, registered Feb 16, 2024 (-48 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to W•••••••••left Nov 26, 2018, registered Aug 26, 2021 (1004 days) · Wirehouse to independent RIA
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- A••••• M•••• J•••••• left Wealthsource? for A••••• T••••• P•••••• W••••• (registered 2024-02-16)Apr 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address