RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• M•••••• K•••••••
- A•••••••• C•••••• W••••• M••••••••• L•• independent RIA currentsince Aug 25, 2026 · Red Bank, Nj
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedJan 9, 2015 to Dec 31, 2015 · Salt Lake City, Ut
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedJan 9, 2015 to Aug 4, 2026 · Salt Lake City, Ut
- B••••• G••••• A•••• M••••••••• BD affiliatedOct 20, 2010 to Dec 31, 2014 · B•••••, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 3, 2004 to Oct 13, 2010 · Provo, Ut
- I••••••••• A••••• I••••••••• M••••••••• L•• to A•••••••• C•••••• W••••• M••••••••• L••left Aug 4, 2026, registered Aug 25, 2026 (21 days) · Affiliated broker-dealer or bank to independent RIA
- B••••• G••••• A•••• M••••••••• to I••••••••• A••••• I••••••••• M••••••••• L••left Dec 31, 2014, registered Jan 9, 2015 (9 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••• G••••• A•••• M•••••••••left Oct 13, 2010, registered Oct 20, 2010 (7 days) · Other
- T••• M•••••• K••••••• left I••••••••• A••••• I••••••••• M••••••••• L•• for A•••••••• C•••••• W••••• M••••••••• L•• (registered 2026-08-25)Aug 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address