RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• J•••• N•••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Dec 6, 2018 · Whitefish, Mt
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedOct 16, 2018 to Dec 6, 2018 · Portland, Or
- B•••••••• F••• A••••••• asset managerSep 29, 2008 to Mar 9, 2018 · Portland, Or
- A••••••••• F•••••••• S•••••••• L•• national BDNov 17, 2003 to May 2, 2005 · W. Conshohocken, Pa
- T• R••• P•••• A••••••• S•••••••• I••• to T• R••• P•••• A••••••••• I•••left Dec 6, 2018, registered Dec 6, 2018 (0 days) · Other
- B•••••••• F••• A••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Mar 9, 2018, registered Oct 16, 2018 (221 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B•••••••• F••• A•••••••left May 2, 2005, registered Sep 29, 2008 (1246 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address