DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A••••• M••••••

J••• M••••• S••••••••• L••wirehouseAlbuquerque, Nm dual registrantIAPD 4707127

Feed of 09/18/2026

Also filed as Mike Mireles

At current firm

1 y

since Apr 5, 2025

In the industry

22 y

since Oct 28, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 5, 2025 · Albuquerque, Nm
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Dec 10, 2021 to Apr 1, 2025 · Franklin, Wi
P•••• S••••••••• L•• no RAUM
Jan 15, 2021 to Jun 14, 2021 · Houston, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jan 20, 2021 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Jan 3, 2005 to Jan 8, 2018 · San Antonio, Tx
M••••• S•••••• D• I••• unclassified
Jul 2, 2004 to Nov 4, 2004 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to J••• M••••• S••••••••• L••
left Apr 1, 2025, registered Apr 5, 2025 (4 days) · Other
P•••• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 14, 2021, registered Dec 10, 2021 (179 days) · Other
U••• I••••••••• S••••••• C•••••• to P•••• S••••••••• L••
left Jan 20, 2021, registered Jan 15, 2021 (-5 days) · Other
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to U••• F•••••••• P••••••• S•••••••
left Nov 4, 2004, registered Jan 3, 2005 (60 days) · Other

Signals

M•••••• A••••• M•••••• left N••••••••• M••••• I••••••••• S••••••••• for J••• M••••• S••••••••• L•• (registered 2025-04-05)
Apr 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address