DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• D•••• R•••

F•••• P••••••• W•••••• L••independent RIAHunt Valley, MdIA-onlyIAPD 4710230

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••••• D•••• Seipp

At current firm

2 y

since Jun 3, 2024

In the industry

19 y

since Nov 7, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jun 3, 2024 · Hunt Valley, Md
C•••••••• W••••• former
Jul 12, 2023 to Jul 25, 2024 · Hunt Valley, Md
T•• S•••••• P••••••••• I•• independent RIA
Jul 27, 2012 to Nov 28, 2023 · Towson, Md
M••••• S•••••• wirehouse
Jun 1, 2009 to Apr 29, 2011 · Purchase, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 11, 2006 to Jun 1, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• W••••• to F•••• P••••••• W•••••• L••
left Jul 25, 2024, registered Jun 3, 2024 (-52 days) · RIA to RIA · moved with a team
T•• S•••••• P••••••••• I•• to C•••••••• W•••••
left Nov 28, 2023, registered Jul 12, 2023 (-139 days) · RIA to RIA
M••••• S•••••• to T•• S•••••• P••••••••• I••
left Apr 29, 2011, registered Jul 27, 2012 (455 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J••••••• D•••• R••• left C•••••••• W••••• for F•••• P••••••• W•••••• L•• (registered 2024-06-03)
Jul 25, 2024 · Advisor changed firm · fact
J••••••• D•••• R••• left T•• S•••••• P••••••••• I•• for C•••••••• W••••• (registered 2023-07-12)
Nov 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address