DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• S•••••• P••••••••• I••
Latest filing Mar 30, 2026
First filing on the tape Dec 7, 2011 · 27 filings
SEC status approved since Apr 9, 2014
RAUM
$217M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
99%
$215M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$217M as of Mar 30, 2026
Apr 30, 2012$54.1M then
HNW client RAUM$157M as of Mar 30, 2026
Mar 9, 2018$45.8M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Apr 30, 20120 then
Employees (5.A)3 as of Mar 30, 2026
Mar 18, 20132 then
Private funds: no history
RAUM +24% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 154derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $249,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -64%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $17.4MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M73%
- Individuals$57.8M27%
- Corporations and businesses$1.5M0.7%
- Individual clients
- 236reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 869reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D•••• S••••••Certified Financial Planner | Towson, Md | Jul 27, 2012 | 28 y | 3 |
| R•••• L•• R•••• | Towson, Md | Feb 26, 2025 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••••• D•••• R••• to C•••••••• W•••••Nov 28, 2023 · RIA to RIA
Joined, latest
- R•••• L•• R•••• from M••••• S••••••Feb 26, 2025 · Wirehouse to independent RIA
- J••••••• D•••• R••• from M••••• S••••••Jul 27, 2012 · Other
- J•••• D•••• S•••••• from M••••• S••••••Jul 27, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• J••••• D•••• · President, Chief Compliance Officercontrolsince 02/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Towson, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 30, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $174,006,251 to $216,542,492, advisors 2 to 2, private clients 846 to 307, offices 0 to 0 (2025-03-29 to 2026-03-30)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 846.0 to 307.0 (-64.0%) between the annual amendments of 2025-03-29 and 2026-03-30; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 0.7% percentile
What changed
consecutive filings, newest first
- Accounts · 846 to 869Mar 29, 2025 to Mar 30, 2026
- Charity clients · 1.0 to unsetMar 29, 2025 to Mar 30, 2026
- Corporate clients · unset to 1.0Mar 29, 2025 to Mar 30, 2026
- HNW clients · 239 to 71Mar 29, 2025 to Mar 30, 2026
- Individual clients · 607 to 236Mar 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $134M to $155MMar 29, 2025 to Mar 30, 2026
- HNW RAUM · $113M to $157MMar 29, 2025 to Mar 30, 2026
- Individual RAUM · $60.1M to $57.8MMar 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $39.5M to $61.5MMar 29, 2025 to Mar 30, 2026
- RAUM · $174M to $217MMar 29, 2025 to Mar 30, 2026
- Accounts · 742 to 846Mar 29, 2024 to Mar 29, 2025
- Advisory employees · 1 to 2Mar 29, 2024 to Mar 29, 2025
- BD registered reps · 1 to 0Mar 29, 2024 to Mar 29, 2025
- Charity clients · unset to 1.0Mar 29, 2024 to Mar 29, 2025
- Corporate clients · 2.0 to unsetMar 29, 2024 to Mar 29, 2025
- HNW clients · 156 to 239Mar 29, 2024 to Mar 29, 2025
- Individual clients · 583 to 607Mar 29, 2024 to Mar 29, 2025
- Pension plan clients · 1.0 to unsetMar 29, 2024 to Mar 29, 2025
- Employees · 2 to 3Mar 29, 2024 to Mar 29, 2025
- Financial planning clients · 1-10 to 1-10Mar 29, 2024 to Mar 29, 2025
- State-registered IARs · 1 to 2Mar 29, 2024 to Mar 29, 2025
- Discretionary RAUM · $113M to $134MMar 29, 2024 to Mar 29, 2025
- HNW RAUM · $83.7M to $113MMar 29, 2024 to Mar 29, 2025
- Individual RAUM · $69.0M to $60.1MMar 29, 2024 to Mar 29, 2025
- Non-discretionary RAUM · $41.7M to $39.5MMar 29, 2024 to Mar 29, 2025
- Pension RAUM · 162661.0 to unsetMar 29, 2024 to Mar 29, 2025
- RAUM · $154M to $174MMar 29, 2024 to Mar 29, 2025
- Accounts · 956 to 742Aug 2, 2023 to Mar 29, 2024
- Advisory employees · 2 to 1Aug 2, 2023 to Mar 29, 2024
- Corporate clients · unset to 2.0Aug 2, 2023 to Mar 29, 2024
- HNW clients · 78 to 156Aug 2, 2023 to Mar 29, 2024
- Individual clients · 390 to 583Aug 2, 2023 to Mar 29, 2024
- Pension plan clients · unset to 1.0Aug 2, 2023 to Mar 29, 2024
- Employees · 3 to 2Aug 2, 2023 to Mar 29, 2024
- Financial planning clients · 11-25 to 1-10Aug 2, 2023 to Mar 29, 2024
- State-registered IARs · 2 to 1Aug 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $93.3M to $113MAug 2, 2023 to Mar 29, 2024
- HNW RAUM · $73.5M to $83.7MAug 2, 2023 to Mar 29, 2024
- Individual RAUM · $72.6M to $69.0MAug 2, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $53.9M to $41.7MAug 2, 2023 to Mar 29, 2024
Signals
3 dated events
- J••••••• D•••• R••• left T•• S•••••• P••••••••• I•• for C•••••••• W••••• (registered 2023-07-12)Nov 28, 2023 · Advisor changed firm · fact
- Danae Jennifer Ryan (Managing Partner/Financial Advisor) no longer on Schedule A of T•• S•••••• P••••••••• I•• (listed 2023-03-24, absent 2023-08-02)Aug 2, 2023 · Control person left · inference
- T•• S•••••• P••••••••• L•• filed its initial SEC registration (Form ADV)Mar 13, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- darby@thesimmonspartnership.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- katie@thesimmonspartnership.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 443-470-8000reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 443-470-8887reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 443-470-8888reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H••••://WWW.THES••••••P•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 443-470-8000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026