DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Neal Miller
Feed of 09/15/2026
Also filed as Jeff Miller
At current firm
0 y
since Jun 24, 2026
In the industry
22 y
since Oct 6, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Jun 24, 2026 · Pensacola, Fl
- Nfsg Corporation BD affiliatedSep 20, 2024 to Nov 13, 2025 · Boca Raton, Fl
- Kovack Advisors, Inc. BD affiliatedNov 4, 2021 to Aug 19, 2024 · Land O' Lakes, Fl
- Triad Advisors, LLC formerOct 30, 2018 to Oct 20, 2021 · Atlanta, Ga
- Concourse Financial Group Advisors formerJul 13, 2012 to Oct 19, 2018 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Nfsg Corporation to First Command Advisory Servicesleft Nov 13, 2025, registered Jun 24, 2026 (223 days) · Affiliated broker-dealer or bank to another
- Kovack Advisors, Inc. to Nfsg Corporationleft Aug 19, 2024, registered Sep 20, 2024 (32 days) · Affiliated broker-dealer or bank to another
- Triad Advisors, LLC to Kovack Advisors, Inc.left Oct 20, 2021, registered Nov 4, 2021 (15 days) · Affiliated broker-dealer or bank to another
- Concourse Financial Group Advisors to Triad Advisors, LLCleft Oct 19, 2018, registered Oct 30, 2018 (11 days) · Affiliated broker-dealer or bank to another
Signals
- Jeffrey Neal Miller left Nfsg Corporation for First Command Advisory Services (registered 2026-06-24)Nov 13, 2025 · Advisor changed firm · fact
- Jeffrey Neal Miller left Kovack Advisors, Inc. for Nfsg Corporation (registered 2024-09-20)Aug 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address