RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••• C•••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 4, 2023 · Akron, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Mar 24, 2022 · Medina, Oh
- L•• F•••••••• L•• BD affiliatedMay 6, 2015 to Feb 1, 2017 · Wooster, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 25, 2014 · Akron, Oh
- C•••• I••••••••• S••••••• C•••• formerJun 7, 2012 to Oct 1, 2012 · Akron, Oh
- P•• W••••• M••••••••• BD affiliatedMar 15, 2010 to May 17, 2012 · Parma, Oh
- H••••••••• F•••••••• A••••••• to O•••• W•••••• I•••left Mar 24, 2022, registered Jan 4, 2023 (286 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Jul 25, 2014, registered May 6, 2015 (285 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left May 17, 2012, registered Jun 7, 2012 (21 days) · Other
- J•••••• M•••••• C••••••• left H••••••••• F•••••••• A••••••• for O•••• W•••••• I••• (registered 2023-01-04)Mar 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address