RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• W•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jan 1, 2025 · Greenwood Village, Co
- P••••••• C•••••• A••••••• C••••••••• formerJan 15, 2014 to Apr 3, 2023 · Denver, Co
- K•• I••••••••• S••••••• L•• BD affiliatedAug 21, 2012 to Jan 7, 2014 · Denver, Co
- B•• F•••••••• A••••••• BD affiliatedDec 13, 2010 to Aug 15, 2012 · Denver, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 16, 2008 to Dec 13, 2010 · Centennial, Co
- P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••left Apr 3, 2023, registered Jan 1, 2025 (639 days) · corporate re-registration, not a move
- K•• I••••••••• S••••••• L•• to P••••••• C•••••• A••••••• C•••••••••left Jan 7, 2014, registered Jan 15, 2014 (8 days) · Other
- B•• F•••••••• A••••••• to K•• I••••••••• S••••••• L••left Aug 15, 2012, registered Aug 21, 2012 (6 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to B•• F•••••••• A•••••••left Dec 13, 2010, registered Dec 13, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address