DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• M•••• W•••••••

C•••••• L••independent RIAMarlton, Nj IA-onlyIAPD 4726120

Feed of 09/15/2026

Also filed as C•••••• M•••• Hinton

At current firm

1 y

since Nov 20, 2024

In the industry

18 y

since Jul 28, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• L•• independent RIA current
since Nov 20, 2024 · Marlton, Nj
M••••• S•••••• wirehouse
Jan 8, 2021 to Nov 27, 2024 · Mount Laurel, Nj
U•• F•••••••• S••••••• I••• wirehouse
Dec 10, 2019 to Feb 2, 2021 · Mt. Laurel, Nj
H•••••••• A•••••••• L•• BD affiliated
Mar 13, 2017 to Nov 12, 2019 · Marlton, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 5, 2014 to Mar 14, 2017 · Mount Laurel, Nj
J••••• M••••••••• S•••• L•• BD affiliated
Jul 30, 2013 to Sep 5, 2014 · Philadelphia, Pa
M••••• S•••••• wirehouse
Jun 1, 2009 to Aug 7, 2013 · Mount Laurel, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 4, 2008 to Jun 1, 2009 · Mt. Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C•••••• L••
left Nov 27, 2024, registered Nov 20, 2024 (-7 days) · Wirehouse to independent RIA
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Feb 2, 2021, registered Jan 8, 2021 (-25 days) · Wirehouse to wirehouse · moved with a team
H•••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
left Nov 12, 2019, registered Dec 10, 2019 (28 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••••• A•••••••• L••
left Mar 14, 2017, registered Mar 13, 2017 (-1 days) · Other · moved with a team
J••••• M••••••••• S•••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 5, 2014, registered Sep 5, 2014 (0 days) · Other
M••••• S•••••• to J••••• M••••••••• S•••• L••
left Aug 7, 2013, registered Jul 30, 2013 (-8 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

C•••••• M•••• W••••••• left M••••• S•••••• for C•••••• L•• (registered 2024-11-20)
Nov 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address