RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• W•••• A•••••••
- K• W••••• A••••••• state registered currentsince Mar 30, 2020 · Berwyn, Pa
- S••••••• C•••••• A•••••••• I••• independent RIAApr 3, 2017 to Feb 28, 2020 · Collegeville, Pa
- N•••••••• W••••• M••••••••• independent RIAOct 28, 2014 to Mar 22, 2017 · Bryn Mawr, Pa
- V••••••• A•••••••• I••• BD affiliatedMar 7, 2007 to Oct 31, 2011 · Malvern, Pa
- S••••••• C•••••• A•••••••• I••• to K• W••••• A•••••••left Feb 28, 2020, registered Mar 30, 2020 (31 days) · RIA to a state-registered adviser
- N•••••••• W••••• M••••••••• to S••••••• C•••••• A•••••••• I•••left Mar 22, 2017, registered Apr 3, 2017 (12 days) · Other
- V••••••• A•••••••• I••• to N•••••••• W••••• M•••••••••left Oct 31, 2011, registered Oct 28, 2014 (1093 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address