DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C•••••• A•••••••• I•••
Latest filing Mar 18, 2026
First filing on the tape Feb 21, 2012 · 22 filings
SEC status approved since Feb 12, 2018
RAUM
$213M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
95%
$203M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$71.0M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$213M as of Mar 18, 2026
Feb 28, 2012$39.2M then
HNW client RAUM$167M as of Mar 18, 2026
Feb 12, 2019$71.3M then
State-registered IARs (5.B.3)3 as of Mar 18, 2026
Feb 28, 20120 then
Employees (5.A)6 as of Mar 18, 2026
Feb 12, 20195 then
Private funds: no history
RAUM +13% over the last fiscal year+10% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $71.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $481,633derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publicationsreportedItem 5.G
- Custody
- $86.2M, 63 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$167M78%
- Individuals$35.8M17%
- Pension and profit-sharing plans$5.9M2.8%
- Charitable organizations$4.3M2.0%
- Individual clients
- 73reported
- HNW clients
- 61reported
- Pension plan clients
- 6reported
- Charitable clients
- 5reported
- Accounts
- 442reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $86.2M for 63 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• C•••••• B••••Certified Financial Planner | Collegeville, Pa | Sep 28, 2010 | 19 y | 0 |
| K•••• M•••••• H•••••••Certified Financial Planner | Collegeville, Pa | Jun 17, 2020 | 10 y | 1 |
| J•••• P••• W•••••• | Collegeville, Pa | Mar 17, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••• W•••• A••••••• to K• W••••• A•••••••Feb 28, 2020 · RIA to a state-registered adviser
Joined, latest
- K•••• M•••••• H••••••• from S•• I••••••••• M••••••••• C•••Jun 17, 2020 · Other
- K••• W•••• A••••••• from N•••••••• W••••• M•••••••••Apr 3, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••••• C•••••• · Presidentcontrolsince 06/2019 · owns 75% or more
- H•••••••• K••••• M•••••• · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Collegeville, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 18, 2026discretionary share of RAUM moved from 96.0% to 73.0% between the annual amendments of 2025-04-16 and 2026-03-18peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 425 to 442Jan 7, 2026 to Mar 18, 2026
- HNW clients · 50 to 61Jan 7, 2026 to Mar 18, 2026
- Individual clients · 81 to 73Jan 7, 2026 to Mar 18, 2026
- Pension plan clients · 3 to 6Jan 7, 2026 to Mar 18, 2026
- Assets in custody · $43.1M to $86.2MJan 7, 2026 to Mar 18, 2026
- Discretionary RAUM · $181M to $155MJan 7, 2026 to Mar 18, 2026
- HNW RAUM · $144M to $167MJan 7, 2026 to Mar 18, 2026
- Individual RAUM · $35.9M to $35.8MJan 7, 2026 to Mar 18, 2026
- Non-discretionary RAUM · $7.8M to $57.7MJan 7, 2026 to Mar 18, 2026
- Pension RAUM · $5.2M to $5.9MJan 7, 2026 to Mar 18, 2026
- RAUM · $189M to $213MJan 7, 2026 to Mar 18, 2026
- Accounts · 369 to 425Mar 4, 2024 to Apr 16, 2025
- HNW clients · 44 to 50Mar 4, 2024 to Apr 16, 2025
- Individual clients · 75 to 81Mar 4, 2024 to Apr 16, 2025
- Pension plan clients · 8 to 3Mar 4, 2024 to Apr 16, 2025
- Assets in custody · unset to 43144641.0Mar 4, 2024 to Apr 16, 2025
- Custody of client assets · false to trueMar 4, 2024 to Apr 16, 2025
- Financial planning clients · 1-10 to 101-250Mar 4, 2024 to Apr 16, 2025
- State-registered IARs · 2 to 3Mar 4, 2024 to Apr 16, 2025
- Discretionary RAUM · $120M to $181MMar 4, 2024 to Apr 16, 2025
- HNW RAUM · $129M to $144MMar 4, 2024 to Apr 16, 2025
- Individual RAUM · $31.8M to $35.9MMar 4, 2024 to Apr 16, 2025
- Non-discretionary RAUM · $51.1M to $7.8MMar 4, 2024 to Apr 16, 2025
- Pension RAUM · $6.5M to $5.2MMar 4, 2024 to Apr 16, 2025
- RAUM · $171M to $189MMar 4, 2024 to Apr 16, 2025
- Accounts · 347 to 369Feb 14, 2023 to Mar 4, 2024
- Charity clients · unset to 5.0Feb 14, 2023 to Mar 4, 2024
- Corporate clients · unset to 0.0Feb 14, 2023 to Mar 4, 2024
- HNW clients · 43 to 44Feb 14, 2023 to Mar 4, 2024
- Individual clients · 77 to 75Feb 14, 2023 to Mar 4, 2024
- Pension plan clients · unset to 8.0Feb 14, 2023 to Mar 4, 2024
- Discretionary RAUM · $110M to $120MFeb 14, 2023 to Mar 4, 2024
- HNW RAUM · $111M to $129MFeb 14, 2023 to Mar 4, 2024
- Individual RAUM · $33.0M to $31.8MFeb 14, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $48.2M to $51.1MFeb 14, 2023 to Mar 4, 2024
- Pension RAUM · $5.2M to $6.5MFeb 14, 2023 to Mar 4, 2024
- RAUM · $158M to $171MFeb 14, 2023 to Mar 4, 2024
- Accounts · 348 to 347Jul 19, 2022 to Feb 1, 2023
- Advisory employees · 2 to 3Jul 19, 2022 to Feb 1, 2023
- Corporate clients · 0.0 to unsetJul 19, 2022 to Feb 1, 2023
Signals
3 dated events
- M•••••• K•••• H••••••• (Chief Compliance Officer) appeared on Schedule A of S••••••• C•••••• A•••••••• I•••Jul 19, 2022 · Control person joined · fact
- Benjamin Carl Sensenig (President) no longer on Schedule A of S••••••• C•••••• A•••••••• I••• (listed 2019-02-12, absent 2019-07-17)Jul 17, 2019 · Control person left · inference
- S••••••• C•••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Jan 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-584-9700reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/S•••••••-CAPITAL-WEALTH-MANreportedpublic record, Form ADV, Sep 18, 2026
- Website
- smart-financial-decisions.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-584-9700reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- sensenigcapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- sensenigcapital.com/meet-our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026