DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• W••••• M•••••••••
Legal name N•••••••• W••••• M••••••••• L••
Latest filing Feb 4, 2026
First filing on the tape Feb 11, 2022 · 10 filings
SEC status approved since Mar 11, 2022
RAUM
$220M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
99%
$218M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$73.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$220M as of Feb 4, 2026
Apr 3, 2023$115M then
HNW client RAUM$218M as of Feb 4, 2026
Apr 3, 2023$114M then
State-registered IARs (5.B.3)1 as of Feb 4, 2026
Apr 3, 20233 then
Employees (5.A)3 as of Feb 4, 2026
Apr 3, 20234 then
Private funds: no history
RAUM +37% over the last fiscal year+24% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
- RAUM per advisor
- $73.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $274,375derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$218M99%
- Pooled investment vehicles$2.0M0.9%
- Individual clients
- 15reported
- HNW clients
- 135reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 800reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M•••••• B••••••Certified Financial Planner | Malden, Ma | Mar 17, 2022 | 23 y | 1 |
| R• C••••••••• W••••••Chartered Financial Analyst | Bryn Mawr, Pa | Apr 1, 2026 | 23 y | 2 |
| V•••••• R•• B••••••Certified Financial Planner | Bryn Mawr, Pa | Apr 9, 2026 | 24 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- V•••••• R•• B•••••• to O••••• I••••••••• A••••••• L••Dec 31, 2024 · Other
- K••• W•••• A••••••• to S••••••• C•••••• A•••••••• I•••Mar 22, 2017 · Other
Joined, latest
- V•••••• R•• B•••••• from O••••• I••••••••• A••••••• L••Apr 9, 2026 · RIA to RIA
- B•••• M•••••• B•••••• from M•• I•••••••• S•••••••• L••Mar 17, 2022 · Affiliated broker-dealer or bank to independent RIA
- K••• W•••• A••••••• from V••••••• A•••••••• I•••Oct 28, 2014 · Other
- V•••••• R•• B•••••• from T•• F•••••••• A•••••••Oct 30, 2013 · Other
- R• C••••••••• W•••••• from B••Oct 30, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• V••••••• R•• · Managing Partnercontrolsince 09/2013 · owns 25% to 50%
- W••••••• R• C••••••••• · Managing Partner, Ccocontrolsince 09/2013 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bryn Mawr, Pa · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Eagleville, PA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 4, 2026RAUM (Item 5.F) moved from $160,000,000 to $219,500,000 (+37.0%) between the annual amendments of 2025-02-12 and 2026-02-04; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 620 to 800Oct 22, 2025 to Feb 4, 2026
- HNW clients · 105 to 135Oct 22, 2025 to Feb 4, 2026
- Individual clients · 22 to 15Oct 22, 2025 to Feb 4, 2026
- Discretionary RAUM · $150M to $210MOct 22, 2025 to Feb 4, 2026
- HNW RAUM · $148M to $218MOct 22, 2025 to Feb 4, 2026
- Individual RAUM · $10.0M to $0Oct 22, 2025 to Feb 4, 2026
- Non-discretionary RAUM · $10.0M to $9.5MOct 22, 2025 to Feb 4, 2026
- RAUM · $160M to $220MOct 22, 2025 to Feb 4, 2026
- Accounts · 531 to 620Dec 4, 2024 to Feb 12, 2025
- HNW clients · 95 to 105Dec 4, 2024 to Feb 12, 2025
- Individual clients · 20 to 22Dec 4, 2024 to Feb 12, 2025
- Pooled vehicle clients · 3 to 4Dec 4, 2024 to Feb 12, 2025
- Financial planning clients · 51-100 to 51-100Dec 4, 2024 to Feb 12, 2025
- State-registered IARs · 3 to 1Dec 4, 2024 to Feb 12, 2025
- HNW RAUM · $149M to $148MDec 4, 2024 to Feb 12, 2025
- Pooled vehicle RAUM · $1.0M to $2.0MDec 4, 2024 to Feb 12, 2025
- Accounts · 477 to 531Feb 19, 2024 to Sep 24, 2024
- HNW clients · 85 to 95Feb 19, 2024 to Sep 24, 2024
- HQ city · BERWYN to BRYN MAWRFeb 19, 2024 to Sep 24, 2024
- Discretionary RAUM · $132M to $150MFeb 19, 2024 to Sep 24, 2024
- HNW RAUM · $116M to $149MFeb 19, 2024 to Sep 24, 2024
- Individual RAUM · $15.0M to $10.0MFeb 19, 2024 to Sep 24, 2024
- Non-discretionary RAUM · $0 to $10.0MFeb 19, 2024 to Sep 24, 2024
- RAUM · $132M to $160MFeb 19, 2024 to Sep 24, 2024
- Accounts · 867 to 477Apr 3, 2023 to Feb 19, 2024
- HNW clients · 80 to 85Apr 3, 2023 to Feb 19, 2024
- Individual clients · 15 to 20Apr 3, 2023 to Feb 19, 2024
- Pooled vehicle clients · 0 to 3Apr 3, 2023 to Feb 19, 2024
- Employees · 4 to 3Apr 3, 2023 to Feb 19, 2024
- Discretionary RAUM · $115M to $132MApr 3, 2023 to Feb 19, 2024
- HNW RAUM · $114M to $116MApr 3, 2023 to Feb 19, 2024
- Individual RAUM · $1.0M to $15.0MApr 3, 2023 to Feb 19, 2024
- Pooled vehicle RAUM · $0 to $1.0MApr 3, 2023 to Feb 19, 2024
- RAUM · $115M to $132MApr 3, 2023 to Feb 19, 2024
- Accounts · 869 to 867Feb 14, 2022 to Apr 3, 2023
- Advisory employees · 4 to 3Feb 14, 2022 to Apr 3, 2023
- Advisory activities · 2 to 3Feb 14, 2022 to Apr 3, 2023
- HNW clients · 73 to 80Feb 14, 2022 to Apr 3, 2023
- Individual clients · 12 to 15Feb 14, 2022 to Apr 3, 2023
- Employees · 5 to 4Feb 14, 2022 to Apr 3, 2023
Signals
2 dated events
- V•••••• R•• B•••••• left N•••••••• W••••• M••••••••• for O••••• I••••••••• A••••••• L•• (registered 2022-01-10)Dec 31, 2024 · Advisor changed firm · fact
- N•••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- p•••••••@n•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 610-283-1013reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 610-727-3960reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/4984795/admin/feed/postsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- N••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-564-8042reportedpublic record, Form ADV, Feb 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026