DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Ryan Ferguson
Feed of 09/14/2026
Also filed as Matthew Ferguson
At current firm
11 y
since Jun 18, 2015
In the industry
22 y
since Feb 5, 2004 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jun 18, 2015 · Omaha, Ne
- First National Capital Markets, Inc. formerOct 1, 2012 to Jun 18, 2015 · Papillion, Ne
- Wells Fargo Advisors wirehouseJan 3, 2011 to Sep 24, 2012 · Omaha, Ne
- Wells Fargo Investments, LLC unclassifiedOct 10, 2008 to Jan 3, 2011 · Omaha, Ne
- Td Ameritrade, Inc. formerOct 18, 2007 to Jul 9, 2008 · Omaha, Ne
- Td Ameritrade Investment Management, LLC formerOct 18, 2007 to Jul 9, 2008 · Bellevue, Ne
- First Horizon Advisors, Inc formerMar 25, 2005 to Oct 2, 2007 · Omaha, Ne
- UBS Financial Services Inc. wirehouseFeb 10, 2004 to Feb 8, 2005 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- First National Capital Markets, Inc. to Raymond James Financial Services Advisors, Incleft Jun 18, 2015, registered Jun 18, 2015 (0 days) · Other · moved with a team
- Wells Fargo Advisors to First National Capital Markets, Inc.left Sep 24, 2012, registered Oct 1, 2012 (7 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 9, 2008, registered Oct 18, 2007 (-265 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Wells Fargo Investments, LLCleft Jul 9, 2008, registered Oct 10, 2008 (93 days) · Other
- First Horizon Advisors, Inc to Td Ameritrade, Inc.left Oct 2, 2007, registered Oct 18, 2007 (16 days) · Other
- UBS Financial Services Inc. to First Horizon Advisors, Incleft Feb 8, 2005, registered Mar 25, 2005 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address