S•••• J•••••

••••••••independent RIAWilmington, De dual registrantIAPD 4732732

Feed of 09/15/2026

At current firm

2 y

since Jul 25, 2024

In the industry

22 y

since Jan 29, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Jul 25, 2024 · Clayton, Mo
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Aug 5, 2024 · Newark, De
A• G• E•••••• • S•••• I••• unclassified
Jan 30, 2004 to Jan 1, 2008 · Newark, De

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Aug 5, 2024, registered Jul 25, 2024 (-11 days) · Wirehouse to independent RIA · moved with a team
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

S•••• J••••• left W•••• F•••• A••••••• for &Partners (registered 2024-07-25)
Aug 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address