DFX Intelligence
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Team lift-out
5 advisors left W•••• F•••• A••••••• for ••••••••
wirehousetoindependent RIAWirehouse to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Anthony Michael Colatta Juliano | Newark, De | Aug 5, 2024 | Jul 25, 2024 |
| Lisa D Littles | Greenville, De | Aug 5, 2024 | Jul 25, 2024 |
| Suken Jogani | Newark, De | Aug 5, 2024 | Jul 25, 2024 |
| Theodore James Zak | Greenville, De | Aug 5, 2024 | Jul 25, 2024 |
| Tracey Lynn Stefanisko | Greenville, De | Aug 5, 2024 | Jul 25, 2024 |
The rule
- Registrations ended
- Aug 5, 2024
- Registered next
- Jul 25, 2024
- Branch state
- DE
- Cities
- 2, most in Greenville, De
- Registered there that day
- 13,614 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.