RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••• F••••••• T•••••
- J•••• T•••••• I••••••••• P•••••••• L•• independent RIA currentsince Mar 26, 2026 · Tampa, Fl
- M••••• S•••••• wirehouseApr 30, 2018 to Feb 13, 2026 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 13, 2017 to Apr 26, 2018 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 5, 2007 to Sep 3, 2008 · Raleigh, Nc
- O•••• F•• I••• formerApr 7, 2006 to Feb 12, 2007 · Columbia, Sc
- M••••• S•••••• to J•••• T•••••• I••••••••• P•••••••• L••left Feb 13, 2026, registered Mar 26, 2026 (41 days) · Wirehouse to independent RIA
- M•• I•••••••• S•••••••• L•• to M••••• S••••••left Apr 26, 2018, registered Apr 30, 2018 (4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Sep 3, 2008, registered Sep 13, 2017 (3297 days) · Other
- O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 12, 2007, registered Feb 5, 2007 (-7 days) · Other
- J••• F••••••• T••••• left M••••• S•••••• for J•••• T•••••• I••••••••• P•••••••• L•• (registered 2026-03-26)Feb 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address