RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• P•••••• S••••
- W•••• F•••• A••••••• wirehouse currentsince May 5, 2025 · Fort Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseFeb 5, 2024 to May 30, 2025 · Bozeman, Mt
- W•••• F•••• A••••••• wirehouseAug 12, 2016 to Oct 4, 2023 · Chesterfield, Mo
- U•• F•••••••• S•••••••• I••• independent RIAJun 23, 2009 to Oct 7, 2013 · Kansas City, Mo
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 23, 2009 · Chesterfield, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 18, 2004 to Jun 1, 2009 · Clayton, Mo
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 30, 2025, registered May 5, 2025 (-25 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 4, 2023, registered Feb 5, 2024 (124 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 7, 2013, registered Aug 12, 2016 (1040 days) · Other
- M••••• S•••••• to U•• F•••••••• S•••••••• I•••left Jun 23, 2009, registered Jun 23, 2009 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address