RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• C•••••• F••••••••
- M••••• S•••••• wirehouse currentsince Jun 6, 2025 · Kirkland, Wa
- J••• M••••• S••••••••• L•• wirehouseMay 24, 2018 to Jun 15, 2025 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 23, 2013 to May 25, 2018 · Los Angeles, Ca
- D••••••• B••• S••••••••• I••• no RAUMJun 12, 2007 to Dec 10, 2009 · Los Angeles, Ca
- N••••••• T•••• S••••••••• I•• BD affiliatedMar 8, 2004 to Jun 11, 2007 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jun 15, 2025, registered Jun 6, 2025 (-9 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 25, 2018, registered May 24, 2018 (-1 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 10, 2009, registered May 23, 2013 (1260 days) · Other
- N••••••• T•••• S••••••••• I•• to D••••••• B••• S••••••••• I•••left Jun 11, 2007, registered Jun 12, 2007 (1 days) · Other
- B••••••• C•••••• F•••••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2025-06-06)Jun 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address