RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• K•• H•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 12, 2026 · Spokane, Wa
- W•••• F•••• A••••••• wirehouseApr 21, 2016 to May 19, 2026 · Coeur D'Alene, Id
- M••••• S•••••• wirehouseMar 26, 2010 to May 9, 2016 · Kennewick, Wa
- E••••• J•••• national BDFeb 9, 2007 to Apr 1, 2010 · Prosser, Wa
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 19, 2026, registered May 12, 2026 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left May 9, 2016, registered Apr 21, 2016 (-18 days) · Wirehouse to wirehouse
- E••••• J•••• to M••••• S••••••left Apr 1, 2010, registered Mar 26, 2010 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• K•• H••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-05-12)May 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address