J•••••• T••••••••

• P•••••••• S••••••••• I••• BD affiliated current
  since Aug 2, 2024 · Des Moines, Ia
• J••• M••••• S••••••••• L•• wirehouse
  Oct 13, 2017 to Jul 4, 2023 · New York, Ny
• M••••• S•••••• wirehouse
  Jul 7, 2017 to Jul 31, 2017 · New York, Ny
• C••••• A•••••• N••••••• L•• former
  Sep 29, 2014 to Apr 25, 2017 · El Segundo, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Feb 26, 2008 to Sep 5, 2014 · Weehawken, Nj

• J••• M••••• S••••••••• L•• to P•••••••• S••••••••• I•••
  left Jul 4, 2023, registered Aug 2, 2024 (395 days) · Wirehouse to affiliated broker-dealer or bank
• M••••• S•••••• to J••• M••••• S••••••••• L••
  left Jul 31, 2017, registered Oct 13, 2017 (74 days) · Wirehouse to wirehouse · moved with a team
• C••••• A•••••• N••••••• L•• to M••••• S••••••
  left Apr 25, 2017, registered Jul 7, 2017 (73 days) · Other
• U•• F•••••••• S••••••• I••• to C••••• A•••••• N••••••• L••
  left Sep 5, 2014, registered Sep 29, 2014 (24 days) · Other

• ••• Locked
  Jul 4, 2023 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address