RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• M•••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Dec 12, 2023 · Los Angeles, Ca
- B•••••••• I••••••••• M••••••••• L•• asset managerApr 13, 2018 to Dec 7, 2023 · Chicago, Il
- I•••••• A•••••••• I••• asset managerJul 23, 2010 to Apr 10, 2018 · Atlanta, Ga
- C•••• I••••••••• S••••••• C•••• formerMar 5, 2008 to Jun 28, 2010 · Chicago, Il
- B•••••••• I••••••••• M••••••••• L•• to C•••••• C••••• G••••• I•••left Dec 7, 2023, registered Dec 12, 2023 (5 days) · Other
- I•••••• A•••••••• I••• to B•••••••• I••••••••• M••••••••• L••left Apr 10, 2018, registered Apr 13, 2018 (3 days) · Other
- C•••• I••••••••• S••••••• C•••• to I•••••• A•••••••• I•••left Jun 28, 2010, registered Jul 23, 2010 (25 days) · Other
- J••••• M•••••• M••••• left B•••••••• I••••••••• M••••••••• L•• for C•••••• C••••• G••••• I••• (registered 2023-12-12)Dec 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address