DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Brent Craig
Feed of 09/14/2026
Also filed as Brent Craig
At current firm
4 y
since Aug 10, 2022
In the industry
22 y
since Apr 29, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 10, 2022 · Crestview, Fl
- Hancock Whitney Investment Services Inc. independent RIAMay 22, 2018 to Aug 10, 2022 · New Orleans, La
- LPL Financial LLC BD affiliatedNov 3, 2015 to May 23, 2018 · Salt Lake City, Ut
- J.P. Morgan Securities LLC wirehouseJun 16, 2014 to Nov 5, 2015 · Provo, Ut
- Key Investment Services LLC BD affiliatedApr 19, 2013 to Jun 4, 2014 · Bountiful, Ut
Moves
a registration end followed by a registration begin elsewhere
- Hancock Whitney Investment Services Inc. to Cetera Investment Advisers LLCleft Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Hancock Whitney Investment Services Inc.left May 23, 2018, registered May 22, 2018 (-1 days) · RIA to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to LPL Financial LLCleft Nov 5, 2015, registered Nov 3, 2015 (-2 days) · Other
- Key Investment Services LLC to J.P. Morgan Securities LLCleft Jun 4, 2014, registered Jun 16, 2014 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address