RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• C•••••• S•••••
- M•••••• I••••••••• i••••••••• wealth currentsince Oct 1, 2025 · Carnegie, Pa
- C••••••••• F•••••••• N•••••• national BDAug 7, 2020 to Oct 2, 2025 · Waltham, Ma
- H••••••••• G•••• E••••• • R••••••••• S••••••••• formerFeb 13, 2018 to Sep 3, 2020 · Carnegie, Pa
- C••••••••• F•••••••• N•••••• to M•••••• I•••••••••left Oct 2, 2025, registered Oct 1, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- H••••••••• G•••• E••••• • R••••••••• S••••••••• to C••••••••• F•••••••• N••••••left Sep 3, 2020, registered Aug 7, 2020 (-27 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E••••• C•••••• S••••• left C••••••••• F•••••••• N•••••• for M•••••• I••••••••• (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address