RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• W•••••••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince May 29, 2025 · Linthicum Heights, Md
- M••••••••• R••••••••• BD affiliatedApr 20, 2015 to May 27, 2025 · W•••••••••, Dc
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 9, 2009 to Mar 13, 2015 · Owings Mills, Md
- M••••••••• R••••••••• to V•••• F•••••••• A•••••••• I•••left May 27, 2025, registered May 29, 2025 (2 days) · Affiliated broker-dealer or bank to another
- T• R••• P•••• A••••••• S•••••••• I••• to M••••••••• R•••••••••left Mar 13, 2015, registered Apr 20, 2015 (38 days) · Other
- S•••••• W••••••••• left M••••••••• R••••••••• for V•••• F•••••••• A•••••••• I••• (registered 2025-05-29)May 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address