DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••• B•••••••

C••••••••• F•••••••• N••••••national BDRockville, Md dual registrantIAPD 4762387

Feed of 09/15/2026

Also filed as Grant Drummond Bartlett

At current firm

0 y

since Mar 2, 2026

In the industry

22 y

since Jun 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Mar 2, 2026 · Alexandria, Va
J••• M••••• S••••••••• L•• wirehouse
May 22, 2024 to Aug 12, 2025 · Washington, Dc
J••• M••••• P•••••• W••••• A••••••• L•• former
May 24, 2019 to Mar 21, 2025 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 22, 2016 to May 28, 2019 · Washington, Dc
E•••••• F•••••••• S•••••••• L•• former
Nov 24, 2008 to Aug 7, 2012 · Fairfax, Va
T• A••••••••• I••• former
Aug 3, 2007 to Oct 10, 2008 · Potomac, Md
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 3, 2007 to Oct 10, 2008 · Bethesda, Md
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 11, 2004 to Jan 4, 2006 · Owings Mills, Md

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C••••••••• F•••••••• N••••••
left Aug 12, 2025, registered Mar 2, 2026 (202 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Mar 21, 2025, registered May 22, 2024 (-303 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left May 28, 2019, registered May 24, 2019 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E•••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 7, 2012, registered Mar 22, 2016 (1323 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 10, 2008, registered Aug 3, 2007 (-434 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 10, 2008, registered Aug 3, 2007 (-434 days) · Other
A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••
left Jan 4, 2006, registered Aug 3, 2007 (576 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

G•••• B••••••• left J••• M••••• S••••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2026-03-02)
Aug 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address