DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• O••• O••••

G•••• W••••• M••••••••• L••independent RIAAlpharetta, Ga IA-onlyIAPD 4787719

Feed of 09/14/2026

Also filed as J••• O••••

At current firm

1 y

since Jan 22, 2025

In the industry

22 y

since Jul 20, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••• W••••• M••••••••• L•• independent RIA current
since Jan 22, 2025 · Williston, Vt
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Mar 22, 2024 · Williston, Vt
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Jan 19, 2024 · Williston, Vt
Q•••••• A•••• M••••••••• I••• former
Aug 20, 2014 to Mar 1, 2019 · Minneapolis, Mn
V••• F•••••••• A•••••••• I••• BD affiliated
Sep 17, 2013 to Aug 14, 2014 · Grafton, Ma
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 20, 2007 to Jun 6, 2013 · South Burlington, Vt

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to G•••• W••••• M••••••••• L••
left Mar 22, 2024, registered Jan 22, 2025 (306 days) · Affiliated broker-dealer or bank to independent RIA
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
V••• F•••••••• A•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Aug 14, 2014, registered Aug 20, 2014 (6 days) · Other
M•• I•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••
left Jun 6, 2013, registered Sep 17, 2013 (103 days) · Other

Signals

J••• O••• O•••• left O•••• W•••••• I••• for G•••• W••••• M••••••••• L•• (registered 2025-01-22)
Mar 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address