DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
9 y
since Oct 25, 2016
In the industry
19 y
since Mar 29, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Affinity Wealth LLC independent RIA currentsince Oct 25, 2016 · Canton, Oh
- Affinity Wealth LLC independent RIAOct 25, 2016 to Dec 31, 2020 · Canton, Oh
- Integrated Wealth Management, Inc. independent RIANov 19, 2014 to Dec 6, 2016 · North Canton, Oh
- Hornor, Townsend & Kent, LLC independent RIAApr 3, 2012 to Oct 1, 2014 · North Canton, Oh
- MML Investors Services, LLC BD affiliatedMar 4, 2010 to Feb 9, 2012 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- Integrated Wealth Management, Inc. to Affinity Wealth LLCleft Dec 6, 2016, registered Oct 25, 2016 (-42 days) · RIA to RIA
- Hornor, Townsend & Kent, LLC to Integrated Wealth Management, Inc.left Oct 1, 2014, registered Nov 19, 2014 (49 days) · Other
- MML Investors Services, LLC to Hornor, Townsend & Kent, LLCleft Feb 9, 2012, registered Apr 3, 2012 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address