DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integrated Wealth Management, Inc.
Latest filing Aug 11, 2026
First filing on the tape Sep 8, 2023 · 16 filings
SEC status approved since Oct 11, 2023
RAUM
$254M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
99%
$253M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$36.3M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$254M as of Aug 11, 2026
Mar 26, 2024$139M then
HNW client RAUM$116M as of Aug 11, 2026
Mar 26, 2024$58.2M then
State-registered IARs (5.B.3)6 as of Aug 11, 2026
Mar 26, 20244 then
Employees (5.A)10 as of Aug 11, 2026
Mar 26, 20248 then
Private funds: no history
RAUM +34% over the last fiscal yearIARs 6 to 6
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $36.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $191,603derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 530reportedItem 5.H
- Custody
- $254M, 600 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$137M54%
- High-net-worth individuals$116M46%
- Pension and profit-sharing plans$736,4550.3%
- Corporations and businesses$691,4660.3%
- Individual clients
- 469reported
- HNW clients
- 52reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 1,326reported
- Financial planning clients
- 530reported
- Wrap fee programs
- noreported
- Custody of client assets
- $254M for 600 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Edward Michael GroskoChartered Financial Consultant | Uniontown, Oh | Aug 17, 2006 | 28 y | 3 |
| Benjamin D Grosko | Uniontown, Oh | Aug 13, 2015 | 21 y | 0 |
| Stephen Stanton Jackson | Uniontown, Oh | Jan 16, 2020 | 10 y | 0 |
| Tracy Marie WilliamsCertified Financial Planner | Uniontown, Oh | Oct 18, 2024 | 10 y | 0 |
| Kailey Bonniwell | Uniontown, Oh | Mar 20, 2025 | 11 y | 0 |
| Brandon R Oing | Uniontown, Oh | Jan 16, 2026 | 11 y | 1 |
| Ethan Edward Hawkins | Uniontown, Oh | Jul 28, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Scott A Lowe to Affinity Wealth LLCDec 6, 2016 · RIA to RIA
- Nathan Marc Crosby to Crosby Advisory Group, LLCMay 4, 2016 · RIA to a state-registered adviser
Joined, latest
- Brandon R Oing from Edward JonesJan 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Scott A Lowe from Hornor, Townsend & Kent, LLCNov 19, 2014 · Other
- Edward Michael Grosko from On Investment Management CoAug 17, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D Benjamin Grosko · Presidentcontrolsince 01/2024 · owns 75% or more
- Michael Edward Grosko · Foundercontrolsince 05/2006 · owns less than 5%
- Stanton Stephen Jackson · Chief Compliance Officersince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
- Integrated Benefits Group Inc.real estaten
- Integrated Planning, Inc.real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Uniontown, Oh · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 16, 2026HNW share of RAUM moved from 16.0% to 46.0% between the annual amendments of 2025-03-25 and 2026-03-16peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6May 14, 2026 to Aug 11, 2026
- Employees · 9 to 10May 14, 2026 to Aug 11, 2026
- State-registered IARs · 5 to 6May 14, 2026 to Aug 11, 2026
- Advisory employees · 6 to 5Mar 16, 2026 to May 14, 2026
- Employees · 10 to 9Mar 16, 2026 to May 14, 2026
- State-registered IARs · 6 to 5Mar 16, 2026 to May 14, 2026
- Accounts · 1,075 to 1,326Mar 25, 2025 to Mar 16, 2026
- Corporate clients · 3 to 4Mar 25, 2025 to Mar 16, 2026
- HNW clients · 64 to 52Mar 25, 2025 to Mar 16, 2026
- Individual clients · 402 to 469Mar 25, 2025 to Mar 16, 2026
- Pension plan clients · 6 to 5Mar 25, 2025 to Mar 16, 2026
- Assets in custody · unset to 254000000.0Mar 25, 2025 to Mar 16, 2026
- Custody of client assets · false to trueMar 25, 2025 to Mar 16, 2026
- Financial planning clients · 251-500 to More than 500Mar 25, 2025 to Mar 16, 2026
- Discretionary RAUM · $181M to $245MMar 25, 2025 to Mar 16, 2026
- HNW RAUM · $29.5M to $116MMar 25, 2025 to Mar 16, 2026
- Individual RAUM · $159M to $137MMar 25, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $8.7M to $9.4MMar 25, 2025 to Mar 16, 2026
- Pension RAUM · $692,680 to $736,455Mar 25, 2025 to Mar 16, 2026
- RAUM · $189M to $254MMar 25, 2025 to Mar 16, 2026
- Accounts · 860 to 1,075Nov 26, 2024 to Mar 25, 2025
- Advisory employees · 5 to 6Nov 26, 2024 to Mar 25, 2025
- Corporate clients · 1 to 3Nov 26, 2024 to Mar 25, 2025
- HNW clients · 72 to 64Nov 26, 2024 to Mar 25, 2025
- Individual clients · 315 to 402Nov 26, 2024 to Mar 25, 2025
- Pension plan clients · 5 to 6Nov 26, 2024 to Mar 25, 2025
- Employees · 9 to 10Nov 26, 2024 to Mar 25, 2025
- Financial planning clients · 251-500 to 251-500Nov 26, 2024 to Mar 25, 2025
- State-registered IARs · 5 to 6Nov 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $139M to $181MNov 26, 2024 to Mar 25, 2025
- HNW RAUM · $58.2M to $29.5MNov 26, 2024 to Mar 25, 2025
- Individual RAUM · $80.4M to $159MNov 26, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $0 to $8.7MNov 26, 2024 to Mar 25, 2025
- Pension RAUM · $543,717 to $692,680Nov 26, 2024 to Mar 25, 2025
- RAUM · $139M to $189MNov 26, 2024 to Mar 25, 2025
- Advisory employees · 4 to 5Oct 30, 2024 to Nov 7, 2024
- Employees · 8 to 9Oct 30, 2024 to Nov 7, 2024
- State-registered IARs · 4 to 5Oct 30, 2024 to Nov 7, 2024
- Accounts · 752 to 860Sep 8, 2023 to Mar 26, 2024
- Corporate clients · 2 to 1Sep 8, 2023 to Mar 26, 2024
Signals
1 dated events
- Integrated Wealth Management, Inc. filed its initial SEC registration (Form ADV)Sep 8, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 330-896-1644reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- iwmgameplan.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 330-896-1644reportedpublic record, Form ADV, Aug 11, 2026
- Contact form
- iwmgameplan.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026