RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Apr 2, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Nov 29, 2016 · Los Angeles, Ca
- M••••• S•••••• wirehouseJul 22, 2016 to Nov 28, 2016 · Beverly Hills, Ca
- C••••• S••••• S••••••••• •••• L•• formerJan 3, 2006 to May 11, 2016 · Los Angeles, Ca
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedMar 22, 2005 to Jan 24, 2006 · Los Angeles, Ca
- M••••• S•••••• to W•••• F•••• A•••••••left Nov 28, 2016, registered Nov 29, 2016 (1 days) · Wirehouse to wirehouse · moved with a team
- C••••• S••••• S••••••••• •••• L•• to M••••• S••••••left May 11, 2016, registered Jul 22, 2016 (72 days) · corporate re-registration, not a move
- A••••••••• P••••••• I••••••••• A••••••• I•• to C••••• S••••• S••••••••• •••• L••left Jan 24, 2006, registered Jan 3, 2006 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address