RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• K••••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 21, 2025 · Huntington Beach, Ca
- M••••• G••••• A••••••• I••• independent RIAAug 26, 2024 to Jul 21, 2025 · Huntington Beach, Ca
- E•••••• C•••••• M••••••••• L•• formerSep 13, 2018 to Aug 20, 2019 · Costa Mesa, Ca
- T•••• A•••••••• L•• formerOct 28, 2013 to Aug 21, 2017 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 9, 2010 to Dec 7, 2012 · Jacksonville, Fl
- M•• F•••••••• S•••••••• I••• formerMar 6, 2008 to Apr 23, 2009 · Tampa, Fl
- M••••• G••••• A••••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left Jul 21, 2025, registered Jul 21, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• G••••• A••••••• I•••left Aug 20, 2019, registered Aug 26, 2024 (1833 days) · RIA to RIA
- T•••• A•••••••• L•• to E•••••• C•••••• M••••••••• L••left Aug 21, 2017, registered Sep 13, 2018 (388 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•••• A•••••••• L••left Dec 7, 2012, registered Oct 28, 2013 (325 days) · Other
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 23, 2009, registered Nov 9, 2010 (565 days) · Other
- K••••• K•••••••• left M••••• G••••• A••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-07-21)Jul 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address