RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••• S••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 27, 2016 · Brandon, Fl
- C••••• A••••••• L•• formerMar 14, 2012 to Jun 6, 2016 · Brandon, Fl
- P•••••• W••• F•••••••• C••••••••• I•• formerMar 18, 2011 to Feb 28, 2012 · Renton, Wa
- E••••• J•••• national BDFeb 7, 2007 to Feb 2, 2011 · Valrico, Fl
- C••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 6, 2016, registered Jun 27, 2016 (21 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Mar 14, 2012 (15 days) · corporate re-registration, not a move
- E••••• J•••• to P•••••• W••• F•••••••• C••••••••• I••left Feb 2, 2011, registered Mar 18, 2011 (44 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address