DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chad Peter Barrios

Foguth Wealth Management, LLC.independent RIAScottsdale, Az IA-onlyIAPD 4803424

Feed of 09/15/2026

Also filed as Chad Peter Barrios

At current firm

2 y

since Sep 10, 2024

In the industry

22 y

since Aug 12, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Foguth Wealth Management, LLC. independent RIA current
since Sep 10, 2024 · Scottsdale, Az
Usaa Investment Services Company no RAUM
Apr 30, 2024 to May 29, 2024 · Phoenix, Az
Charles Schwab & Co., Inc. national BD
Dec 3, 2021 to Dec 20, 2022 · Phoenix, Az
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 22, 2013 to Oct 18, 2021 · Chandler, Az
Usaa Financial Planning Services former
Dec 9, 2008 to Jul 18, 2012 · Colorado Springs, Co
Usaa Investment Services Company no RAUM
Sep 18, 2007 to Dec 31, 2008 · Phoenix, Az
Thrivent Investment Management Inc. BD affiliated
Sep 29, 2006 to Aug 27, 2007 · Satellite Beach, Fl
Stanford Group Company unclassified
Aug 12, 2004 to Jan 20, 2006 · Baton Rouge, La

Moves

a registration end followed by a registration begin elsewhere

Usaa Investment Services Company to Foguth Wealth Management, LLC.
left May 29, 2024, registered Sep 10, 2024 (104 days) · Other
Charles Schwab & Co., Inc. to Usaa Investment Services Company
left Dec 20, 2022, registered Apr 30, 2024 (497 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Charles Schwab & Co., Inc.
left Oct 18, 2021, registered Dec 3, 2021 (46 days) · Wirehouse to affiliated broker-dealer or bank
Usaa Financial Planning Services to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jul 18, 2012, registered Mar 22, 2013 (247 days) · Other
Usaa Investment Services Company to Usaa Financial Planning Services
left Dec 31, 2008, registered Dec 9, 2008 (-22 days) · corporate re-registration, not a move
Thrivent Investment Management Inc. to Usaa Investment Services Company
left Aug 27, 2007, registered Sep 18, 2007 (22 days) · Other
Stanford Group Company to Thrivent Investment Management Inc.
left Jan 20, 2006, registered Sep 29, 2006 (252 days) · Other

Signals

Chad Peter Barrios left Usaa Investment Services Company for Foguth Wealth Management, Llc. (registered 2024-09-10)
May 29, 2024 · Advisor changed firm · fact
Chad Peter Barrios left Charles Schwab & Co., Inc. for Usaa Investment Services Company (registered 2024-04-30)
Dec 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address