DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jiyoung I Chung
Feed of 09/14/2026
Also filed as Jiyoung I Alexander
At current firm
1 y
since Mar 31, 2025
In the industry
20 y
since Jan 13, 2006 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · San Jose, Ca
- Fidelity Personal And Workplace Advisors formerOct 14, 2022 to Mar 31, 2025 · San Jose, Ca
- American Investors Co independent RIASep 15, 2015 to Aug 12, 2022 · San Jose, Ca
- Transamerica Financial Advisors, LLC BD affiliatedJun 11, 2012 to Dec 19, 2013 · San Jose, Ca
- Wells Fargo Advisors wirehouseJan 3, 2011 to Mar 29, 2011 · Sunnyvale, Ca
- Wells Fargo Investments, LLC unclassifiedDec 4, 2009 to Jan 3, 2011 · Sunnyvale, Ca
- Wells Fargo Investments, LLC unclassifiedJan 16, 2009 to Jun 8, 2009 · Sunnyvale, Ca
- Msi Financial Services, Inc. formerJul 12, 2007 to Oct 27, 2008 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- American Investors Co to Fidelity Personal And Workplace Advisorsleft Aug 12, 2022, registered Oct 14, 2022 (63 days) · RIA to affiliated broker-dealer or bank
- Transamerica Financial Advisors, LLC to American Investors Coleft Dec 19, 2013, registered Sep 15, 2015 (635 days) · Other
- Wells Fargo Advisors to Transamerica Financial Advisors, LLCleft Mar 29, 2011, registered Jun 11, 2012 (440 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to Wells Fargo Investments, LLCleft Oct 27, 2008, registered Jan 16, 2009 (81 days) · Other
Signals
- Jiyoung I Chung left American Investors Co for Fidelity Personal And Workplace Advisors (registered 2022-10-14)Aug 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address