DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott David Vineberg
Certified Financial Planner
Feed of 09/14/2026
Also filed as Scott Vineberg
At current firm
5 y
since Dec 18, 2020
In the industry
22 y
since Jun 21, 2004 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 18, 2020 · Scottsdale, Az
- Securities America Advisors, Inc. formerSep 18, 2020 to Dec 21, 2020 · Scottsdale, Az
- Financial Roadmap, Inc. unclassifiedFeb 25, 2014 to Dec 31, 2015 · Williams, Az
- Householder Group Estate & Retirement Specialists formerNov 20, 2013 to Nov 20, 2013 · Scottsdale, Az
- Ssn Advisory, Inc. formerNov 5, 2013 to Sep 18, 2020 · Scottsdale, Az
- Householder Group Financial Advisors, LLC formerAug 3, 2009 to Nov 26, 2013 · Scottsdale, Az
- Householder Group, Estate & Retirement Specialists unclassifiedMay 11, 2006 to Jul 29, 2009 · Scottsdale, Az
- Osaic Wealth, Inc. BD affiliatedApr 11, 2005 to Mar 22, 2006 · Los Angeles, Ca
- Nwf Advisory Services Inc independent RIAApr 5, 2005 to Mar 22, 2006 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to LPL Financial LLCleft Dec 21, 2020, registered Dec 18, 2020 (-3 days) · Affiliated broker-dealer or bank to another
- Ssn Advisory, Inc. to Householder Group Estate & Retirement Specialistsleft Sep 18, 2020, registered Nov 20, 2013 (-2494 days) · Other
- Financial Roadmap, Inc. to Securities America Advisors, Inc.left Dec 31, 2015, registered Sep 18, 2020 (1723 days) · Other
- Householder Group Financial Advisors, LLC to Ssn Advisory, Inc.left Nov 26, 2013, registered Nov 5, 2013 (-21 days) · Other
- Householder Group Estate & Retirement Specialists to Financial Roadmap, Inc.left Nov 20, 2013, registered Feb 25, 2014 (97 days) · Other
- Householder Group, Estate & Retirement Specialists to Householder Group Financial Advisors, LLCleft Jul 29, 2009, registered Aug 3, 2009 (5 days) · Other
- Nwf Advisory Services Inc to Osaic Wealth, Inc.left Mar 22, 2006, registered Apr 11, 2005 (-345 days) · Other
- Osaic Wealth, Inc. to Householder Group, Estate & Retirement Specialistsleft Mar 22, 2006, registered May 11, 2006 (50 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address