RIA Intelligence

• O••••••••• institutional current
  since Nov 21, 2023 · Sandy, Ut
• P••• S•••••• S•••••••• unclassified
  Apr 9, 2021 to Nov 28, 2023 · West Jordan, Ut
• A••••• A•• P••••••• S••••••• BD affiliated
  Nov 5, 2014 to Nov 13, 2020 · Salt Lake City, Ut
• T••••••••• R••••••••• A•••••••• L•• BD affiliated
  May 15, 2014 to Oct 15, 2014 · North Salt Lake, Ut
• S•••••••• A••••••• L•• national BD
  May 29, 2007 to Jan 12, 2010 · Salt Lake City, Ut

• P••• S•••••• S•••••••• to O•••••••••
  left Nov 28, 2023, registered Nov 21, 2023 (-7 days) · Other
• A••••• A•• P••••••• S••••••• to P••• S•••••• S••••••••
  left Nov 13, 2020, registered Apr 9, 2021 (147 days) · Other
• T••••••••• R••••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••
  left Oct 15, 2014, registered Nov 5, 2014 (21 days) · Other
• S•••••••• A••••••• L•• to T••••••••• R••••••••• A•••••••• L••
  left Jan 12, 2010, registered May 15, 2014 (1584 days) · Other

• S••• J•••••• F••••••• left P••• S•••••• S•••••••• for Onedigital (registered 2023-11-21)
  Nov 28, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address