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Registered advisor
S••••••••• M•••••••••
Feed of 09/14/2026
Also filed as Ben M•••••••••
At current firm
12 y
since Mar 27, 2014
In the industry
22 y
since Aug 6, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Mar 27, 2014 · Ashburn, Va
- L•••••• I••••••••• independent RIA currentsince Mar 27, 2014 · Ashburn, Va
- S•••••••• S••••••••• BD affiliatedMay 7, 2013 to Mar 28, 2014 · Princeton, Nj
- I••••• F•••••••• C••••••••• formerMay 4, 2011 to May 3, 2012 · Newtown Square, Pa
- C••••••• S••••••••• I••• BD affiliatedJun 23, 2010 to May 12, 2011 · Wilmington, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 9, 2004 to May 25, 2010 · Media, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• S••••••••• to C•••••• A•••••••left Mar 28, 2014, registered Mar 27, 2014 (-1 days) · Other
- I••••• F•••••••• C••••••••• to S•••••••• S•••••••••left May 3, 2012, registered May 7, 2013 (369 days) · Other
- C••••••• S••••••••• I••• to I••••• F•••••••• C•••••••••left May 12, 2011, registered May 4, 2011 (-8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left May 25, 2010, registered Jun 23, 2010 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address