DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Registered advisor
D••••• L•• F•••••••••
Feed of 09/14/2026
Also filed as Don Lee Fitzsimmons
At current firm
1 y
since Dec 6, 2024
In the industry
19 y
since Feb 7, 2007 (earliest exam, job or registration)
Prior registered firms
11
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- B•• F•••••••• A••••••• BD affiliated currentsince Dec 6, 2024 · Highlands Ranch, Co
- K•• I••••••••• S••••••• L•• BD affiliatedAug 28, 2023 to May 16, 2024 · Brooklyn, Oh
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 20, 2021 to Jul 10, 2023 · Omaha, Ne
- P••• A••••• S••••••••• L•• BD affiliatedMay 6, 2020 to Oct 28, 2021 · Greenwood Village, Co
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 13, 2018 to Jan 3, 2019 · Denver, Co
- C••• F•••••••• S•••••••• L••• formerMar 21, 2018 to May 14, 2018 · Highlands Ranch, Co
- S••••••• P•••••• F••••••••• L•• formerMar 21, 2018 to May 14, 2018 · Highland Ranch, Co
- C••• F•••••••• S•••••••• L••• formerOct 13, 2014 to Mar 1, 2018 · Greenwood Village, Co
- L•• F•••••••• L•• BD affiliatedOct 1, 2014 to Oct 21, 2014 · Highlands Ranch, Co
- C••• F•••••••• S•••••••• L••• formerJun 8, 2010 to Sep 29, 2014 · San Diego, Ca
- S••••••••• A•••••• A•••••••• I••• formerMay 3, 2007 to Jan 13, 2009 · La Vista, Ne
- U••••• S••••••••• A•••••••• I••• unclassifiedFeb 8, 2007 to Mar 30, 2007 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to B•• F•••••••• A•••••••left May 16, 2024, registered Dec 6, 2024 (204 days) · Affiliated broker-dealer or bank to another
- B••••••• I••••••••• S•••••••• I••• ••••• to K•• I••••••••• S••••••• L••left Jul 10, 2023, registered Aug 28, 2023 (49 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Oct 28, 2021, registered Oct 20, 2021 (-8 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to P••• A••••• S••••••••• L••left Jan 3, 2019, registered May 6, 2020 (489 days) · Affiliated broker-dealer or bank to another
- S••••••• P•••••• F••••••••• L•• to C••• F•••••••• S•••••••• L•••left May 14, 2018, registered Mar 21, 2018 (-54 days) · channel change inside one enterprise, not a move
- C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••left May 14, 2018, registered Dec 13, 2018 (213 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to S••••••• P•••••• F••••••••• L••left Mar 1, 2018, registered Mar 21, 2018 (20 days) · channel change inside one enterprise, not a move
- L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••left Oct 21, 2014, registered Oct 13, 2014 (-8 days) · Other
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Sep 29, 2014, registered Oct 1, 2014 (2 days) · Other
- S••••••••• A•••••• A•••••••• I••• to C••• F•••••••• S•••••••• L•••left Jan 13, 2009, registered Jun 8, 2010 (511 days) · Other
- U••••• S••••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Mar 30, 2007, registered May 3, 2007 (34 days) · Other
Signals
- D••••• L•• F••••••••• left K•• I••••••••• S••••••• L•• for B•• F•••••••• A••••••• (registered 2024-12-06)May 16, 2024 · Advisor changed firm · fact
- D••••• L•• F••••••••• left B••••••• I••••••••• S•••••••• I••• ••••• for K•• I••••••••• S••••••• L•• (registered 2023-08-28)Jul 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address