DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Carlo Della Mea
At current firm
3 y
since Jan 13, 2023
In the industry
22 y
since Aug 19, 2004 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jan 13, 2023 · Lake Worth, Fl
- E*Trade Capital Management, LLC formerJan 7, 2021 to Apr 5, 2023 · Alpharetta, Ga
- Equitable Advisors, LLC national BDAug 16, 2018 to Dec 22, 2020 · Boca Raton, Fl
- Lincoln Investment independent RIAJun 22, 2017 to Aug 29, 2018 · Fort Washington, Pa
- Legend Advisory, LLC formerJul 19, 2012 to Oct 11, 2018 · Palm Beach Gardens, Fl
- Valic Financial Advisors, Inc. BD affiliatedMay 29, 2009 to Jul 5, 2012 · Boca Raton, Fl
- Asset & Financial Planning, Ltd formerFeb 9, 2009 to May 15, 2009 · Poughkeepsie, Ny
- Edward Jones national BDFeb 7, 2007 to Nov 4, 2008 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Edward Jonesleft Apr 5, 2023, registered Jan 13, 2023 (-82 days) · RIA to affiliated broker-dealer or bank
- Equitable Advisors, LLC to E*Trade Capital Management, LLCleft Dec 22, 2020, registered Jan 7, 2021 (16 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Legend Advisory, LLC to Lincoln Investmentleft Oct 11, 2018, registered Jun 22, 2017 (-476 days) · Other
- Lincoln Investment to Equitable Advisors, LLCleft Aug 29, 2018, registered Aug 16, 2018 (-13 days) · Affiliated broker-dealer or bank to another
- Valic Financial Advisors, Inc. to Legend Advisory, LLCleft Jul 5, 2012, registered Jul 19, 2012 (14 days) · Other
- Asset & Financial Planning, Ltd to Valic Financial Advisors, Inc.left May 15, 2009, registered May 29, 2009 (14 days) · Other
- Edward Jones to Asset & Financial Planning, Ltdleft Nov 4, 2008, registered Feb 9, 2009 (97 days) · Other
Signals
- Carlo Della Mea left E*Trade Capital Management, Llc for Edward Jones (registered 2023-01-13)Apr 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address