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RIA Intelligence
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Registered advisor
J•••• H•••• R••••
Feed of 09/14/2026
Also filed as J•••• H•••• R••••
At current firm
3 y
since Sep 23, 2022
In the industry
22 y
since Jul 27, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••• A••••••• BD affiliated currentsince Sep 23, 2022 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerNov 18, 2013 to Oct 6, 2022 · Memphis, Tn
- S••••••• I••••••••• S•••••••• I••• formerFeb 28, 2006 to Nov 22, 2013 · Memphis, Tn
- S••••••• F•••••••• S•••••••• I••• formerJul 29, 2004 to Mar 16, 2005 · Germantown, Tn
Moves
a registration end followed by a registration begin elsewhere
- F•••• H•••••• A•••••••• I•• to N•••••• A•••••••left Oct 6, 2022, registered Sep 23, 2022 (-13 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S••••••• I••••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••left Nov 22, 2013, registered Nov 18, 2013 (-4 days) · Other
- S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Mar 16, 2005, registered Feb 28, 2006 (349 days) · Other
Signals
- J•••• H•••• R•••• left F•••• H•••••• A•••••••• I•• for N•••••• A••••••• (registered 2022-09-23)Oct 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address