DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• E••••• F•••••

N••••• C•••••• M•••••••••independent RIACharlotte, NcIA-onlyIAPD 4818198

Feed of 09/14/2026

Also filed as Andrew Fisher

At current firm

2 y

since Apr 8, 2024

In the industry

21 y

since Feb 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• C•••••• M••••••••• independent RIA current
since Apr 8, 2024 · Charlotte, Nc
C• F• P•••• • C••• I••• former
Oct 11, 2023 to Nov 30, 2023 · Salisbury, Nc
N••••• C•••••• M••••••••• independent RIA
Jun 29, 2021 to Sep 25, 2023 · Charlotte, Nc
T••••• A••••••• S•••••••• I••• BD affiliated
Dec 3, 2020 to Jun 17, 2021 · Charlotte, Nc
A••••• A•• P••••••• S••••••• BD affiliated
Apr 27, 2007 to May 19, 2009 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

C• F• P•••• • C••• I••• to N••••• C•••••• M•••••••••
left Nov 30, 2023, registered Apr 8, 2024 (130 days) · Other
N••••• C•••••• M••••••••• to C• F• P•••• • C••• I•••
left Sep 25, 2023, registered Oct 11, 2023 (16 days) · Other
T••••• A••••••• S•••••••• I••• to N••••• C•••••• M•••••••••
left Jun 17, 2021, registered Jun 29, 2021 (12 days) · Affiliated broker-dealer or bank to independent RIA
A••••• A•• P••••••• S••••••• to T••••• A••••••• S•••••••• I•••
left May 19, 2009, registered Dec 3, 2020 (4216 days) · Other

Signals

A••••• E••••• F••••• left C• F• P•••• • C••• I••• for N••••• C•••••• M••••••••• (registered 2024-04-08)
Nov 30, 2023 · Advisor changed firm · fact
A••••• E••••• F••••• left N••••• C•••••• M••••••••• for C• F• P•••• • C••• I••• (registered 2023-10-11)
Sep 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address