RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B• K••••••
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUM currentsince Dec 23, 2019 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 25, 2019 to Jul 10, 2019 · St Petersburg, Fl
- U••• I••••••••• S••••••• C•••••• no RAUMJun 28, 2018 to Mar 7, 2019 · Tampa, Fl
- S••••••• I••••••••• I••• formerApr 19, 2017 to May 10, 2018 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••• • Y•••• I••••••••• A••••••• L••left Jul 10, 2019, registered Dec 23, 2019 (166 days) · Other
- U••• I••••••••• S••••••• C•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 7, 2019, registered Mar 25, 2019 (18 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to U••• I••••••••• S••••••• C••••••left May 10, 2018, registered Jun 28, 2018 (49 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address