RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••• S••••••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince Jan 8, 2026 · New York, Ny
- I•••••• A•••••••• I••• asset managerMar 21, 2018 to Dec 31, 2025 · New York, Ny
- C••••••••• I••••••••• L•• mixed wealthJun 30, 2009 to Mar 14, 2018 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJun 10, 2005 to Jul 11, 2008 · Westport, Ct
- I•••••• A•••••••• I••• to A•••••••• F•••• M••••••••• L••left Dec 31, 2025, registered Jan 8, 2026 (8 days) · Other
- C••••••••• I••••••••• L•• to I•••••• A•••••••• I•••left Mar 14, 2018, registered Mar 21, 2018 (7 days) · Other
- U•• F•••••••• S••••••• I••• to C••••••••• I••••••••• L••left Jul 11, 2008, registered Jun 30, 2009 (354 days) · Other
- I•••• S•••••••• left I•••••• A•••••••• I••• for A•••••••• F•••• M••••••••• L•• (registered 2026-01-08)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address